Your Future
My first priority is helping you take care of yourself and your family. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of my foundation of success. My site is filled with educational videos, articles, slideshows, and calculators designed to help you learn more. As you search our site, send me a note regarding any questions you may have about any particular investment concepts or products. We'll get back to you quickly with a thoughtful answer.
Bio:
Babcock Wealth Management
David Babcock, LUTCF
President & Financial Professional
As a financial professional with Babcock Wealth Management, LLC, I am dedicated to helping individuals and businesses build their financial futures. My education, training and experience have fostered my practical approach to offering financial products and planning services to my client. First I'll consider your specific financial goals and investment objectives, and work together we'll formulate a strategy to help you address your goals. Then as a Financial Professional I can recommend appropriate products and services to help you execute your financial strategy. I maintain a strong sense of community and a solid professional foundation are very important to me through my involvement in business and local community.
Licenses and accreditations:
To stay on top of my field and develop my professional skills over my 33 year career with Equitable Advisors, LLC, I continue to attend industry training and certification program, which includes completing the curriculum and passing exams for:
Pennsylvania Insurance Department:
- Accident & Health, Life, Fixed and Variable Life and Annuities.
- Long Term Care Insurance
- ACA, Affordable Care Act – Marketplace certification
- CMS, Centers for Medicare & Medicaid Services - Medicare Advantage certification
FINRA Securities Registration:
- Investment Company Products/Variable Contracts Exam: Series 6
- Uniform Securities Agent State Law Exam: Series 63
- Uniform Investment Advisory Law Exam: Series 65
- General Securities Representative Exam: Series 7
Life Underwriter Training Council Fellowship Designation:
- LUTCF – Life Underwriters Training Council Fellowship
My academic achievement:
- A Bachelor of Arts Degree with a concentration in Business and Communications.
Securities offered through Equitable Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC an investment advisor registered with the SEC. Annuity and insurance products offered through Equitable Network, LLC. Babcock Wealth Management is not a registered investment advisor and is not owned or operated by Equitable Advisors or Equitable Network.
